Web9 Nov 2024 · The Hong Kong Stock Exchange has recently published an information paper setting out amendments to the Listing Rules which dovetail with the Securities and … WebThese FAQs aim to provide guidance on the application of paragraphs 17.1A and 21 of the Code of Conduct, which sets out the standards of conduct expected of a licensed or registered person engaged in bookbuilding or placing activities in equity capital market … Code of Conduct for Persons Licensed by or Registered with the Securities and … As the gatekeeper of standards for individuals and corporations seeking to … Guidelines to fund managers on dealing disclosure obligations under Rule 22 of … Conduct on-site reviews and off-site monitoring to: ascertain and supervise … Licensed corporations. The SFC has the power to revoke or suspend your licence … SFC may grant an extension if it is satisfied that there are special reasons for doing … In May 1989, the SFC was officially established as an independent statutory … News originated by the SFC is categorised into three groups: A full list of all news …

SFC’s new code on bookbuilding and placing activities: for better …

WebYou need to enable JavaScript to run this app. journey to oneself

Consultation Conclusions on (i) the Proposed Code of …

WebSFC’s assessment of intermediaries’ compliance with regulatory requirements. Who will be affected? The proposed code of conduct applies to Capital Markets Intermediaries (CMIs) … WebRE: Consultation Paper on (i) the Proposed Code of Conduct on Bookbuilding and Placing Activities in Equity Capital Market and Debt Capital Market Transactions and (ii) the … Web11 May 2024 · The Hong Kong Stock Exchange has recently published an information paper setting out amendments to the Listing Rules which dovetail with the Securities and … journey to parenthood